Florida CFO Sink, Sen. Gelber want oversight bolstered on agency investing state's money Two top Florida Democrats want changes to the makeup of ...
NEW YORK (Reuters) - The U.S. Justice Department sees wire taps as a crucial tool to root out securities fraud as it collaborates ...
NEW YORK (Reuters) - The top U.S. securities regulator on Wednesday called on Corporate America to modernize its proxy voting practices to give shareholders a greater voice in governing the companies they own. "It is imperative that our proxy voting process work," ...
WASHINGTON (Reuters) - The chairman of the U.S. House Financial Services Committee is seeking changes to draft legislation for the $450 trillion privately-traded derivatives markets, with the intent of making it harder for banks to avoid trading the contracts on exchanges. Barney ...
Duoyuan Printing shares fall after IPO raises $63 million, pricing at bottom of expected range Shares of Chinese printing equipment supplier Duoyuan Printing Inc. fell Friday after its initial public offering raised $63 million, pricing at the bottom of its expected range. ...
Report: Florida agency that invests $132B in pensions, public money under investigation by SEC The Florida agency that manages $132 billion in pension and local government investments is under investigation by the Securities and Exchange Commission. The St. Petersburg Times reported Friday ...
JPMorgan settles SEC 'pay-to-play' charges in Ala.; pays $75M fines & forfeits $647M in fees JPMorgan Chase & Co. has agreed to pay $75 million in fines and forfeit $647 million in fees to settle federal regulators' charges that it made unlawful ...
House panel votes to give regulators more power, money to police big players in stock market The House Financial Services Committee voted Wednesday to give federal regulators more power and money to police major players in the stock market, four months after ...
Value Line, CEO, ex-compliance chief paying $45M to settle SEC charges over fund trades fees Investment adviser Value Line Inc., its CEO and its former compliance chief have agreed to pay about $45 million to settle regulators' allegations the firm charged more ...
Several Supreme Court justices seem unwilling to get involved in fight over mutual fund fees Several Supreme Court justices seemed unsympathetic Monday to calls for the courts to get involved in reining in what investors are calling "excessive" fees on mutual funds, ...
NEW ORLEANS (Reuters) - A U.S. appeals panel had tough questions on Monday for the receiver in Allen Stanford's civil fraud case, who is suing to recover proceeds from several hundred investors in the firm's offshore bank. Stanford, 59, faces civil and ...
BANGKOK (Reuters) - Police in Thailand arrested two people on Sunday on suspicion of spreading rumors about the health of the country's 81-year-old king that triggered a slide in stock prices, police said. The two were charged with "feeding untrue information through ...
